Caroline is our Compliance Manager, responsible for ensuring we meet our regulatory obligations. With a practical and solutions-focused approach, she plays a key role in supporting our team to uphold our compliance framework – helping us deliver consistently high standards of service to our clients. Caroline also leads our Health and Safety initiatives.

Caroline has a Bachelor of Arts, CII Financial Planning Certificate, CII Mortgage Advice Qualification, and the Securities Institute Investment Administration Qualification. Caroline has attained the New Zealand Certificate in Financial Services (Investment) Level 5 and is an Associate Member of FANZ.

Based in Christchurch, Caroline enjoys spending time with friends and family. Her interests include art, architecture, walking, and gardening.